Why is the supremacy clause necessary




















Link to sources optional. Add Source. Add Image Optional Drag a photo here — or — Browse for image. Cancel Submit Answer. Don't have an account? Every year, courts decide an enormous number of cases that involve whether a particular federal statute should be understood to preempt a particular aspect of state law. Often, the key disputes in these cases boil down to questions of statutory interpretation.

If the relevant federal statute includes a preemption clause, what does the clause mean? Should any additional instructions about preemption be inferred? And what is the precise content of all the other legal directives that the statute establishes, whether expressly or by implication? But apart from disputes about what the relevant federal statute should be understood to say and imply, and apart from any disputes about whether the Constitution really gives Congress the power to say and imply those things, some preemption cases may implicate disagreements about the Supremacy Clause itself.

Of course, the basic principle that valid federal statutes preempt conflicting rules of state law is not controversial. But different judicial opinions suggest different views about what counts as a conflict for this purpose, and some of those disagreements may grow out of the Supremacy Clause: while there is no doubt that the Supremacy Clause sometimes requires courts to disregard rules of decision purportedly supplied by state law, there is room for debate about the precise trigger for that requirement.

Under what circumstances does the Supremacy Clause require judges to disregard otherwise applicable state law because it is contrary to federal law? The Supremacy Clause definitely does not mean that each state must base all of its own laws on the same policy judgments reflected in federal statutes. For instance, the fact that Congress has chosen to establish federal income taxes, but has mostly refrained from establishing federal sales taxes, does not mean that state legislatures have to make the same choice as a matter of state law.

Of course, states cannot exempt people from having to pay federal income taxes as required by federal law. But states do not have to structure their own state tax systems on the same model; if state lawmakers think that sales taxes are better than income taxes, states can fund their state governments that way.

Similarly, the fact that Congress has made the possession of certain drugs a federal crime does not prevent states from following a different policy as a matter of state law. While states are not in charge of whether drug possession is a federal crime, they are in charge of whether it is also a state crime. In these examples, though, the relevant state law does not interfere with the operation of the federal statute.

Federal authorities can enforce the federal income tax or federal drug laws without regard to whether state law imposes a state income tax or criminalizes possession of the same drugs. When application of state law would interfere with the operation of a valid federal statute, modern courts are more likely to conclude that the state law is preempted. Ever since Hines v. Davidowitz , the Supreme Court has sometimes articulated a broad version of this idea.

I do not think that the Supremacy Clause itself compels this understanding of the preemptive effect of federal statutes. In any case where following some aspect of state law would require disregarding a legal directive validly supplied by a federal statute, judges should conclude that the state law is preempted; if judges have to choose between applying state law and applying a legal directive validly supplied by a federal statute, the Supremacy Clause gives priority to the federal law.

But unless state law contradicts federal law in this sense so that judges must choose which one to follow , nothing in the Supremacy Clause prevents judges from following both. When the Supremacy Clause was adopted, judges had long been using an analogous test to decide whether one law repeals another. Ordinarily, statutes enacted by the same legislative body are cumulative: if a legislature enacts two statutes at different times, and if Statute 2 does not say that it repeals Statute 1, courts normally will apply both.

But that is not possible if the two statutes supply contradictory instructions for the same issue. With respect to statutes enacted by a single legislature, courts traditionally have handled such contradictions by giving priority to the more recent statute. With respect to conflicts between state and federal law, the Supremacy Clause establishes a different hierarchy: federal law wins regardless of the order of enactment.

But this hierarchy matters only if the two laws do indeed contradict each other, such that applying one would require disregarding the other. In my view, then, the trigger for preemption under the Supremacy Clause is identical to the traditional trigger for repeals. In support of this conclusion, there is evidence that the Supremacy Clause was drafted and discussed in light of existing legal doctrines about repeals.

That is a more contentious project than nonlawyers might assume. Federal statutes often are understood to imply some things that they do not say on their face, and legal directives that are established by implication can be just as valid as other legal directives.

Different judges, however, have different views about the circumstances in which courts can properly read things into federal statutes and, perhaps, about the extent to which courts can properly articulate subsidiary rules designed to help implement those statutes. If, as a matter of statutory interpretation, a particular federal statute implicitly forbids states to enact or enforce laws that would interfere with specified federal purposes, and if Congress has the constitutional power to impose this restriction on state law, then the Supremacy Clause would require courts to pay attention.

After all, if a federal statute validly strips states of the power to enact or enforce certain kinds of laws, a court that gave effect to such a state law would be disregarding a valid federal directive, in violation of the Supremacy Clause. Considered as a principle of statutory interpretation, then, the Hines formulation can co-exist with my understanding of the Supremacy Clause.

Still, the Hines formulation may not be a very good principle of statutory interpretation. To begin with, many textualists doubt that courts are in a good position to identify the full purposes and objectives behind any particular federal statute.

So what counts as evidence of Congressional intent to preempt a state law? Implied preemption itself takes two forms: If the structure or purpose of the federal statute would make it impossible to comply with the federal law and a state law simultaneously, then Congress is presumed to have intended to preempt the state law.

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